Class topics:
v
Definition
of broker’s fiduciary duty, fiduciary capacity and fiduciary
relationship
v
Advantages
and disadvantages of broker’s fiduciary
position
v
Premium
fiduciary funds
v
Violations
of fiduciary duty
v
Maintenance
of premium fiduciary funds in trust bank accounts and income
bearing securities
v
Agency
fiduciary task, definition and management
objectives
